Senior Advisor, Compliance PCG Branch Exams - Remote, United States at Raymond James | JobGan

Senior Advisor, Compliance PCG Branch Exams - Remote, United States

Raymond James
Full time 🌐 Remote Mid
📡 United States 🏙 United States 📅 Dec 31, 1969 ⏳ Closes Aug 30, 2026
💰 $80,000 – $91,750 CAD/yr
📋 Job Description

The Senior Advisor, Compliance PCG Branch Exams position at Raymond James involves conducting comprehensive onsite examinations of retail brokerage offices to ensure compliance with firm policies and regulatory requirements. The role requires advanced knowledge of the securities industry and a minimum of three years of examination experience. Key responsibilities include executing the branch exam program, documenting findings, communicating results, and providing compliance support.

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HIRING COMPANY:
Raymond James
📡 United States
Raymond James is a leading financial services firm providing a range of investment banking and brokerage services. Our mission is to serve our clients with integrity and independence while maintaining a conservative outlook towards financial management. We foster a collaborative and inclusive culture that values the un…

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⏳ Closes Aug 30, 2026
Senior Advisor, Compliance PCG Branch Exams - Remote, United States
Raymond James · $80,000 – $91,750 CAD/yr